Strategas Asset Management - Business Continuity Plan

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ADV PART 3 FORM CRS – CLIENT RELATIONSHIP SUMMARY

BUSINESS CONTINUITY PLAN

Business Continuity Plan
Rule 206(4)-7 of the Investment Advisers Act of 1940 requires SEC-registered investment advisers to adopt, implement and maintain written compliance policies and procedures. As part of this requirement, Strategas Asset Management, an SEC-registered investment adviser, has established a comprehensive Business Continuity Plan (BCP) to guide operations in the event of a significant business disruption. Strategas Asset Management has procedures in place should a disruption prevent personnel from gaining access to our offices. Strategas Asset Management undertakes to quickly recover and resume normal business operations as soon as possible should a major disruption to business occur. Strategas Asset Management undertakes to safeguard our employees and property, to make a full financial and operational assessment, to protect the firm's books and records. In short, the firm’s BCP is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption. Please note that this is a summary of Strategas Asset Management’s BCP. The BCP is reviewed at least annually and is subject to modification. As modifications are made, they will be posted on our website, or you may obtain an updated summary from us upon request.

Business Continuity Plan

Rule 206(4)-7 of the Investment Advisers Act of 1940 requires SEC-registered investment advisers to adopt, implement and maintain written compliance policies and procedures. As part of this requirement, Strategas Asset Management, an SEC-registered investment adviser, has established a comprehensive Business Continuity Plan (BCP) to guide operations in the event of a significant business disruption. Strategas Asset Management has procedures in place should a disruption prevent personnel from gaining access to our offices. Strategas Asset Management undertakes to quickly recover and resume normal business operations as soon as possible should a major disruption to business occur. Strategas Asset Management undertakes to safeguard our employees and property, to make a full financial and operational assessment, to protect the firm's books and records. In short, the firm’s BCP is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption. Please note that this is a summary of Strategas Asset Management’s BCP. The BCP is reviewed at least annually and is subject to modification. As modifications are made, they will be posted on our website, or you may obtain an updated summary from us upon request.

Contacting Us
If after a significant business disruption you cannot contact us at (855) 273-7227, you should call our alternative number (212) 906-0130 or go to our web site at https://www.strategasasset.com .

Nicholas Bohnsack

Chief Executive Officer

President

nbohnsack@strategasrp.com

Mr. Bohnsack is co-founder of Strategas and serves as the President and Chief Operating Officer of the Firm’s institutional broker-dealer, Strategas Securities. He is responsible for the Firm’s institutional securities businesses with enterprise and strategic responsibility for Macro Research, Sales & Trading, and Capital Markets, and with oversight of the Firm’s Finance, Compliance, Technology, and Operations units. He also serves as the Chief Executive Officer of Strategas Asset Management, the Firm’s affiliated $550 million AUM/A macro-thematic investment management firm, and co-chairs its Investment Policy Committee.
Nicholas co-founded Strategas in 2006. After a decade building the Firm in private partnership, Strategas Securities and Strategas Asset Management were acquired by Baird Financial Group in 2018. In addition to continuing as president of Strategas, now operating independently as wholly-owned Baird subsidiary companies, he is a Managing Director of Baird and a member of that Firm’s Operating Committee. Prior to co-founding Strategas, Mr. Bohnsack was an Investment Strategist and Associate Managing Director with International Strategy & Investment (ISI) Group and began his career in the Investment Banking Group at FactSet and in Restricted Securities at Morgan Stanley.

Disclosures

BUSINESS CONTINUITY PLAN

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