Strategas Asset Management ("SAM") is a registered investment adviser located in New York, NY. SAM and its representatives are in compliance with the current filing requirements imposed upon registered investment advisers by those states in which SAM maintains clients. SAM may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. For information pertaining to the registration status of SAM, please contact the SEC or the state securities regulators for those states in which SAM maintains a notice filing. A copy of SAM’s current written disclosure statement discussing SAM's business operations, services, and fees is available from SAM upon written request.
SAM's web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of SAM's web site on the Internet should not be construed by any consumer and/or prospective client as SAM's solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by SAM with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides.
SAM does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to SAM's web site or incorporated herein, and takes no responsibility therefore. Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client or prospective client's investment portfolio. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
Any decisions based on information contained on this website are the sole responsibility of the visitor and by using SAM’s website visitors are agreeing to hold SAM harmless against any claims of damages arising from any decisions based on information contained on the site.
Business Continuity Plan
It is mandatory that all FINRA member firms develop business continuity procedures and a summary of such procedures disclose to their customers.
FINRA Rule 3510 requires that all member firms create a business continuity plan in the event of a significant business disruption. Strategas Securities, LLC, a registered broker-dealer has procedures in place should a disruption prevent personnel from gaining access to our offices. Strategas undertakes to quickly recover and resume normal business operations as soon as possible should a major disruption to business occur. Strategas undertakes to safeguard our employees and property, to make a full financial and operational assessment, to protect the firm's books and records. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.
Please note that this is a summary of Strategas Securities' Business Continuity Plan. The Plan is subject to modification. As modifications are made to this plan, they will be posted on our website, or you may obtain an updated summary from us upon request.
If after a significant business disruption you cannot contact us as at (212) 906-0130, you should call our alternative number (203) 526-6372 or go to our web site at www.strategasrp.com.
This e-mail may contain information that is confidential, privileged or otherwise protected from disclosure. If you are not an intended recipient of this e-mail, do not duplicate or redistribute it by any means. Please delete it and any attachments and notify the sender that you have received it in error. Unless specifically indicated, this e-mail is not an offer to buy or sell or a solicitation to buy or sellany securities, investment products or other financial product or service, an official confirmation of any transaction, a research report or an official statement of Strategas Research Partners, LLC and Strategas Securities. All electronic messages sent and received by Strategas Research Partners and Strategas Securities aresubject to review by Strategas securities. Strategas may retain and reproduce electronic messages for state, federal, or other regulatory agencies as required by applicable law.
Any views or opinions presented are solely those of the author and do not necessarily represent those of Strategas. Strategas Securities is a registered broker dealer with the Securities and Exchange Commission (SEC) and a member of the Financial Industry Regulatory Authority (FINRA) and a wholly owned subsidiary of Strategas Research Partners, LLC. Strategas Research Partners, LLC and Strategas Securities, LLC, are located at 52 Vanderbilt Avenue, 8th Floor, New York, New York, 10017, United States.
This material is not intended as an offer or solicitation for the purchase or sale of any security or other financial instrument. Securities, financial instruments or strategies mentioned herein may not be suitable for all investors. Any opinions expressed herein are given in good faith, are subject to change without notice, and are only current as of the stated date of their issue. Prices, values, or income from any securities or investments mentioned inthis report may fall against the interests of the investor and the investor may get backless than the amount invested. Where an investment is described as being likely to yield income, please note that the amount of income that the investor will receive from such an investment may fluctuate. When an investment or security is denominated in a different currency to the investor's currency of reference, changes in rates of exchange may have an adverse effect on the value, price or income of or from that investment to the investor. The information contained in this report does not constitute advice on the tax consequences of making any particular investment decision. This material is not intended for any specific investor and does not take into account your particular investment objectives, financial situations or needs and is not intended as a recommendation of particular securities, financial instruments or strategies to you. Before acting on any information in this material, you should consider whether it is suitable for your particular circumstances and, if necessary, seek professional advice.